DCM ADVISORS, LLC (DCM) RECOGNIZES THE IMPORTANCE OF PROTECTING THE PRIVACY OF OUR CLIENTS AND THOSE WHO VISIT OUR WEB SITE. PROTECTING YOUR PRIVACY IS FUNDAMENTAL TO THE WAY WE CONDUCT BUSINESS, WHETHER OVER THE INTERNET, OVER THE TELEPHONE, OR IN OUR OFFICES. OUR WEB SITE SAFEGUARDS CLIENT INFORMATION BY MAINTAINING PHYSICAL, ELECTRONIC, AND PROCEDURAL SAFEGUARDS THAT COMPLY WITH APPLICABLE STANDARDS. WE WANT YOU TO KNOW WHAT INFORMATION WE COLLECT AND HOW WE USE AND SAFEGUARD THAT INFORMATION.

To provide you with the best online services, we may direct you to other sites on the web. Whenever you leave the DCM site, we encourage you to view the privacy policy of the new site.

What Information We Collect


We may collect certain personal identifying information about you (such as your name, address, social security number, etc.) from information that you provide on applications or other forms as well as communications (electronic, telephone, written or in person) with you or your authorized representatives (such as your attorney, accountant, etc.). We also may collect information about your accounts and transactions (such as purchases, sales, account balances, inquiries, etc.).

Disclaimers


We do not disclose the personal information we collect to anyone except: (i) in furtherance of our business relationship with the person from whom we have collected personal information and then only to those persons necessary to effect the transactions and provide the authorized services (such as broker-dealers, custodians, independent managers etc.); (ii) to persons assessing our compliance with industry standards (e.g., professional licensing authorities, etc.); (iii) our attorneys, accountants, and auditors; or (iv) as otherwise provided by law.

We are permitted by law to disclose the personal information we collect to governmental agencies and other third parties in certain circumstances (such as third parties that perform administrative or marketing services on our behalf or for joint marketing programs). These third parties are prohibited to use or share the information for any other purpose. If you do not become a client or decide at some point to either terminate our services or become an inactive customer, we will continue to adhere to our privacy policy, as may be amended from time to time.

Security of Your Information


We restrict access to the information we collect to those employees who need to know that information to service your account. We maintain physical, electronic and procedural safeguards that comply with applicable federal or state standards.


Changes To Our Privacy Policy Or Relationship With You


Our policy about obtaining and disclosing information may change from time to time. We will provide notice of any material change to this policy before we implement the change.

Questions


If you have any questions or concerns regarding this notice, please contact us.